Crux Consulting
Legal in Johannesburg

Compliance Practitioners who understand Financial Planning, Compliance and Practice Management and who have the experience to back it, partner with us and we’ll help make Financial Planning the preferred profession in South Africa.

OUR SERVICES The primary role of the compliance function is to assist top management,management and staff members in discharging their responsibility to comply with applicable regulatory requirements through the provision of compliance risk management services. A compliance function plays a valuable role in the implementation of a compliance risk management. This includes the identification, assessment,management,monitoring and reporting of compliance risks that are faced by an organization. Developing: policies, procedures, and controls to meet regulatory requirements. Legal Services: Legal consulting opinion work where research is required on a time cost basis. Monitoring Programs: comprehensive system of controls to ensure that risks are reduced Risk Management System which assist the key individual/ provider to report on how the provider deals with risk management. Risk Management System: A system to that they can reasonably be expected to eliminate the risk. Crux Compass is an internal risk system which assists in the identification of risk areas as defined in the FSP’s risk universe. Compliance Alliance is a collaborative partnership between approved compliance practices of which Crux Consulting is one of the founding partners. The main aim of this partnership is to achieve economiesof business scale where compliance practices retain their brands and independence whilst sharing in a common collective. It furthermore enhances a compliance practices continuity whilst affording the compliance alliance expansion into wider geographical areas with representation. If you want Compliance Practitioners who understand Financial Planning, Compliance and Practice Management and who have the experience to back it, partner with us and we’ll help make Financial Planning the preferred profession in South Africa.